- Introduction
- Getting started
- Open Research training
- Teams
- Open Access
- Preprints
- Discovering and citing Open Access resources
- Open data
- Managing and storing data
- Data management plans
- Authorship and contributorship
- Make your research discoverable and visible
- Funders’ requirements
- Reproducibility
- UK Reproducibility Network
- Preregistration and Registered Reports
- Open peer review
- Copyright and licences
- Case studies
- Events
- News
- Open educational resources
- R4RI-like narrative CVs
- Responsible use of metrics
Open Access
Find out how to make your research publications and theses Open Access. For open sharing of research data and other associated outputs, please see our open data page.
What is Open Access?
Open Access (OA) is free, unrestricted online availability of research literature such as peer-reviewed journal articles, conference proceedings, book chapters and monographs. According to the Budapest Open Access Initiative:
"By “open access” to this literature, we mean its free availability on the public internet, permitting any users to read, download, copy, distribute, print, search, or link to the full texts of these articles, crawl them for indexing, pass them as data to software, or use them for any other lawful purpose, without financial, legal, or technical barriers other than those inseparable from gaining access to the internet itself. The only constraint on reproduction and distribution, and the only role for copyright in this domain, should be to give authors control over the integrity of their work and the right to be properly acknowledged and cited."
Over the years, the scope of Open Access has expanded beyond traditional publications to include any tangible products arising from research, including early versions of manuscripts (preprints, theses, data sets, software, patents) and creative works (compositions, literary works, performances), as well as any other outputs supporting the analysis, interpretation and, where applicable, reproducibility of the research findings.
Why Open Access?
Scholarly publications, including journal articles, conference proceedings and monographs, are currently the main avenues to disseminating research, but often people need to pay for access; even then, they are limited in how they can re-use the work.
Open Access to publications aims to remove these barriers. Open Access publications are freely available online, without the need for payment or passwords, and free from most re-use restrictions.
Open Access options
It is important to understand your open access options before you submit a paper for publication.
The easiest way to enjoy the benefits of open access (and ensure you comply with any funder and REF requirements) is to deposit the accepted manuscript of your article into the University's research repository - the University will then make this openly available when the final version is published by the journal (Green open access). The University's Open Access procedure means that research staff have the right to do this for any journal article or conference paper that you author. For teaching staff and postgraduate researchers, publisher embargo periods may apply to deposited papers.
If you want the final published version of your research to be made openly available, you can find out whether the journal offers a paid open access option (Gold open access).
Gold Open Access (knows as 'Open Access publishing') | A document is made openly available on the publisher's own website |
Green Open Access (known as 'Author self-archiving/Deposit in the repository') | A document is made openly available through an online open access repository |
Open Access at Surrey
The Library:
- Supports the deposit of research outputs created by Surrey researchers in the University’s Open Research repository
- Manages funds to cover the costs of Open Access publishing; and has in place a number of publisher agreements that support compliance with funders.
If you have any questions, or need guidance then please email our Open Research team at openresearch@surrey.ac.uk.
The table below shows how you can make your research articles Open Access.
Open Access option | Deposit in an Open Access repository (‘Green’ route) | Publish Open Access (‘Gold’ route) |
---|---|---|
Cost | No cost. | Costs usually apply, either as a one-off payment (Article Processing Charge – APC) or as part of an agreement with the publisher. Scroll down to Publishing Open Access to view specific information per publisher. |
Version | Usually the author’s accepted manuscript (AAM). | Published version. |
Time | Deposit on acceptance, in line with public immediately or after an embargo period, depending on the publisher's policy. Embargoes usually vary between 6 months and 3 years. | Immediately on publication. |
Availability | Available at your University’s repository, or any other repository specified in the publisher’s conditions. | Available from the publisher's website; can usually be posted in any other repository. |
Copyright | Copyright is usually transferred to the publisher, but you keep certain rights. | Usually published under a Creative Commons (CC) licence. As a condition of using open access funds, you must select the Creative Commons Attribution licence (CC BY) for your article. |
Guidance | See section Adding your publications to the repository below. | See section Publishing Open Access below. |
The table below lists the journals included in our publishers deals and were article can be published at no additional cost.
Publisher agreement | Journals where you can publish a no cost | Agreement Expiry Date |
---|---|---|
American Chemical Society (ACS) | Eligible hybrid and open access journals (listed as Group B on our Journal List) | Articles accepted for publication before 31/12/2024 |
American Physical Society (APS) | Eligible hybrid journals (listed as Group B on our Journal List) | 31/12/2025 |
Cambridge University Press | Eligible hybrid and open access journals (listed as Group B on our Journal List) | Articles accepted for publication before 31/12/2024 |
Elsevier | Eligible hybrid journals (listed as Group B on our Journal List) | Articles accepted for publication before 31/12/2024 |
Institute of Physics (IOP) | University of Surrey authors are eligible to publish with no fee in journal titles from Eligible Journals List A, B and D. Eligible hybrid journals (listed as Group B on our Journal List) | Articles accepted for publication before 31/12/2025 |
John Benjamins Publishing Company | Eligible hybrid and open access journals (listed as Group B on our Journal List) | Articles submitted before 31/12/2024 |
Microbiology Society | You can publish at no cost in one of the following journals:
| Articles accepted for publication before 31/12/2024 |
PLOS | You can publish at no cost in one of the following journals:
| Articles accepted for publication before 31/12/2024 |
Portland Press (Biochemical Society) | Eligible hybrid journals (listed as Group B on our Journal List) | Articles accepted for publication before 31/12/2024 |
Royal College of General Practitioners (RCGP) | You can publish at no cost in both Royal College of General Practitioners journals:
| Articles accepted for publication before 31/12/2024 |
Royal Society of Chemistry (RSC) | See Eligible hybrid journals (listed as Group B on our Journal List) | Articles accepted for publication before 31/12/2024 |
SAGE | You can publish Open Access in the majority of Sage’s hybrid (subscription and OA) journals. See Eligible hybrid journals (listed as Group B on our Journal List) A small number of SAGE hybrid journals are excluded from the offer. A list of these titles is available on the Sage website. Some article types are also excluded, for example; book reviews, commercially sponsored articles. | Articles accepted for publication before 31/12/2024 |
Springer Nature Compact | See Eligible hybrid journals (listed as Group B on our Journal List) | Articles accepted for publication on or before 31/12/2025 |
Taylor & Francis | See Eligible hybrid journals (listed as Group B on our Journal List) | Articles accepted for publication before 31/12/2025 |
Wiley | See Eligible hybrid and open access journals (listed as Group B on our Journal List) | Hybrid journals: Articles accepted for publication before 31/12/2025 Fully OA journals: Articles submitted for publication before 31/12/2025 |
Open Access to monographs and edited collections. The term ‘monograph’ is used here to encompass “academic books written on a single subject of an aspect of a subject, typically aimed at, but not restricted to, a scholarly audience” (see OAPEN-UK report). These books can include both single-authored and multi-authored publications.
Several funders (including UKRI and the Wellcome Trust) require Open Access to monographs deriving from their grants. From January 2024, UKRI requires Open Access to monographs resulting from UKRI-funded projects within 12 months of publication. For more information see funders’ requirements. At present a researcher publishing a UKRI-funded monograph will be able to claim up to £10,000 inc. VAT per monograph. There is no centralised funding for Open Access monograph funding, so any additional funding required will need to be found by the author. Authors without grant funding are encouraged to use one of the first two options listed below if they cannot find funds themselves and want to publish Open Access.
The community has put together a spreadsheet of publishers and costs, where you can see individual publishers polices and costs available at Open Book Environment (OBE) Dashboard - Google Sheets. A similar resource had also been created by JISC with their Open Access for Books.
Currently there are several business models supporting Open Access monograph publishing:
- Open Access publishers with no charge for the author. There are a growing number of fully Open Access publishers which use funding models whereby they do not charge the author a fee for publishing. However, where funding is available (e.g. UKRI funding), authors are encouraged to pay a fee. UKRI will also pay a subscription/membership/supporter cost up to £6,000 to Open Access publishers in this category if authors publish with them.
- Examples in this category include:
- Language Science Press
- Open Book Publishers (£5,000 for funded works)
- MIT Direct to Open
- Punctum Books ($6,500 for funded works)
- Examples in this category include:
- Open University Presses. There are several University Presses which are established as fully Open Access publishers, and their charges are much smaller than either traditional university presses or commercial presses. All of these will be well under the £10,000 UKRI funding limit.
- Examples in this category include:
- University and Independent Presses. Several university and independent presses have Open Access options. Costs vary according to the length of monograph, but shorter ones are likely to be just under the UKRI £10,000 limit, and longer ones a little over the limit, but still normally under £12,000.
- Examples in this category include:
- Commercial presses These are established commercial presses, and costs can vary according to the length of the monograph. Some shorter monographs may come under the £10,000 UKRI limit, but on the whole, these are likely to require significant additional funds, costing somewhere between £12,000 and £16,000.
- Examples in this category include:
- Library-subsidised and crowdfunding models rely on communities to fund the costs of open monographs. Examples include the Open Library of Humanities library-subsidy model and the Unglue initiative to make books openly available.
Sharing book chapters in repositories
Some publishers, including Cambridge University Press, Oxford University Press, Palgrave and Taylor and Francis, have policies allowing you to share your book chapter in your University’s repository, usually after an embargo period.
The University strongly encourages you to upload your book chapters in the repository. The Library will check the publisher’s policy for you and make the chapter available where possible.
Doctoral theses are a key outcome of research. We are committed to making past and current doctoral theses Open Access. Since 2015, all doctoral and MPhil students must deposit the final version of their thesis as approved by the examiners in the University’s Open Access repository.
In 2016 the University embarked on a project to make doctoral theses available to the wider public. All of our past theses have now been digitised.
Our doctoral theses can be accessed from the University’s Open Access repository. They can also be found via the British Library’s e-theses online service, EThOS.
View more information on open access to theses.
Step-by-step guide to Open Access
To meet University, REF and funders' Open Access requirements, you need to know what to do:
- while you are preparing a manuscript for submission
- on submission to the journal
- on acceptance
- Follow the OA diagram (PDF) for guidance and a checklist before submission, on submission and on acceptance.
- The diagram refers to a journal list. Use the list to find out which journals are supported by OA funds, and for which journals you need to follow the repository route. Please do explore OA publications in journals that do not require additional article process charges (APCs) first and use the funding available via funders (e.g. Wellcome, EU or NIHR where possible).
- Please always use your University of Surrey email, University of Surrey complete affiliation and your ORCID when submitting an article.
Open Access repository
We continue to offer a fully-mediated service, where you send us your papers for us to deposit in the University’s Open Access repository. However, now you also have the option to create your own publication records and upload the corresponding author’s accepted manuscript directly in the repository.
- Please make the accepted version of your papers available as soon as you receive the final acceptance communication from your journal
- Where possible, please also deposit any research data, code and other materials associated with your publications. You can upload your data sets in the repository or create a record indicating where the datasets are stored (e.g. a discipline-specific repository). For more guidance, please see open data.
Option 1: Deposit directly
You are strongly encouraged to upload your publications directly in the repository. The Library will still check copyright and other information before making your paper live.
To deposit directly:
- Visit the Open Research repository
- On the top right corner, select Surrey Researchers sign in (use your university username and password)
- Once logged in, select the 'add content' button (top right corner)
- Select 'asset type.' By 'asset’ the system means type of research output (for example, article, book etc).
Tips:
- Check if the output is already in the repository; for example, already added by a co-author. This will save you time and avoid creating duplicates
- Entering an active DOI will automatically populate some fields
- By adding a PDF file, the platform can extract some information from it.
Should you wish to get more familiar with the platform, watch the 5-minute video on how to add a research output to your profile in the repository.
Option 2. Send your publications to the Library for uploading
Email your publications to the Library at openresearch@surrey.ac.uk. For recently accepted papers, please send us the file of the accepted manuscript as soon as the article has been accepted for publication.
Important: The version of the article to upload or send to us must be the accepted manuscript.
Publishing Open Access
Agreements with publishers include 'transitional agreements' and prepayment or discount arrangements.
Transitional agreements (also known as 'transformative' or 'read and publish' agreements) are negotiated between institutions/national consortia and publishers to enable a transition from a subscription publishing model to a fully Open Access publishing model, with the aim to make all research Open Access, and published under business models that are transparent and sustainable.
Transitional agreements are:
- Compliant with major funders: These agreements are strongly supported by many funders, guided by the principles of cOAlitionS
- Efficient: Having such agreements in place makes it overall easier for you to publish Open Access, as in most cases you no longer need to apply to the Library for an article processing charge (APC). See publishers' list.
- Cost-effective and transparent: Access to subscription content and Open Access publishing costs are part of a single deal, set up in ways that substantial savings are made over the course of the transition compared to paying Open Access costs individually. Costs and other information on the progress of the transition are publicly available and monitored.
The Library also has in place prepayment or discount arrangements. These are not transitional, but have been set up to benefit from discount offers and/or more efficient payment processes.
The Library manages two budgets to pay Open Access publication costs, known as article processing charges (APCs), for articles not already covered by publisher agreements:
- The UKRI Open Access Fund, allocated to Surrey on a yearly basis, covers eligible publications
- The Library Open Access Fund (please note this fund has been paused for the financial year 24/25) supports publications where the funder does not allocate funds to cover open access costs, or where the research is unfunded. If you don't have funds available, please contact your supervisor or the relevant Research Director in your school.
In these cases, you must submit an article processing charge request form to the Library and receive an approval before you commit to a payment to the publisher.
Conditions
- Both research-active staff and PGRs at Surrey are eligible for the funds
- The paper must be a peer-reviewed research journal article or conference proceeding. The funds do not cover invited articles, monographs or book chapters
- You should normally be the principal investigator and/or the corresponding author
- You must choose to publish the article under the Creative Commons Attribution Licence. For more information, please see copyright and licences
- The journal/Open Access option supported must be compliant with your funder’s requirements
- The funds do not cover colour printing or page charges.
Please contact openresearch@surrey.ac.uk if you have any questions.
The library facilitates applications to the new UKRI Open Monographs Fund.
More information on how you can request UKRI funding to publish your monographs are available here.
Please note, there is no centralised funding for Open Access monograph funding, so any additional funding required will need to be found by the author. Authors without grant funding are encouraged to use one of the first two options listed below if they cannot find funds themselves and want to publish Open Access.
Our current publisher agreements (including Read and Publish agreements)
To help Surrey research staff and PGRs publish Open Access, the Library holds agreements with several journal publishers. These include Read and Publish agreements, which aim to support a transition to full Open Access.
To be eligible to publish under any of our agreements and access Open Access fundings:
- you must be corresponding author
- your affiliation must be listed as University of Surrey (please use the full affiliation Name | Department | Faculty | Institution | City | Country)
- you must select a Creative Commons Attribution licence (CC BY). Publishers may offer you other licences, e.g. CC-BY-NC-ND, but the University only supports CC BY, in line with funders’ requirements.
Current agreement in place until 31/12/2024
Eligibility:
- you must be corresponding author
- your affiliation must be listed as University of Surrey
- you must select a CC-BY licence
Article Processing Charge requests:
- You can publish at no cost in eligible Hybrid and Open Access journals (listed as Group B on our Journal List) and you don't need to submit an article processing request.
- Please use your Surrey email address on submission and select University of Surrey as your affiliation. Your article will automatically qualify for OA.
- Current agreement in place until 31/12/2025.
Eligibility:
- you must be corresponding author
- your affiliation must be listed as University of Surrey
- you must select a CC-BY licence
Article Processing Charge requests:
- You can publish at no cost in eligible hybrid journals (listed as Group B on our Journal List) and you don't need to submit an article processing request.
- For fully open access journals (listed as Group A on our Journal List) you must submit an article processing charge request.
- Cambridge University Press – full agreement details and eligible journal list .
- Current agreement in place until 31/12/2024.
Eligibility:
- you must be corresponding author
- your affiliation must be listed as University of Surrey
- you must select a CC-BY licence
Article Processing Charge requests:
- You can publish at no cost in eligible Hybrid and Open Access journals (listed as Group B on our Journal List) and you don't need to submit an article processing request.
- Elsevier - Elsevier-UK Institutions Agreement information page
- Current agreement in place until 31/12/2024.
Eligibility:
- you must be corresponding author
- your affiliation must be listed as University of Surrey
- you must select a CC-BY licence
Article Processing Charge requests:
- You can publish at no cost in eligible hybrid journals (listed as Group B on our Journal List) and you don't need to submit an article processing request.
- For fully open access journals (listed as Group A on our Journal List) you must submit an article processing charge request.
- Institute of Physics Eligible Journals Lists - University of Surrey authors are eligible to publish with no fee in journal titles from Eligible Journals List A, B and D
- Current agreement in place until 31/12/2025.
Eligibility:
- you must be corresponding author
- your affiliation must be listed as University of Surrey
- you must select a CC-BY licence
Article Processing Charge requests:
- You can publish at no cost in eligible hybrid journals (listed as Group B on our Journal List) and you don't need to submit an article processing request.
- For fully open access journals (listed as Group A on our Journal List) you must submit an article processing charge request.
- Current agreement in place until 31/12/2024.
Eligibility:
- articles submitted to eligible John Benjamins journal between 1 January 2023 and 31 December 2024 (if accepted for publication, and regardless of when it is published)
- you must be corresponding author
- your affiliation must be listed as University of Surrey
- you must select a CC-BY licence
Article Processing Charge requests:
- You can publish at no cost in eligible Hybrid and Open Access journals (listed as Group B on our Journal List) and you don't need to submit an article processing request.
- All the Society’s six journals are covered by our agreement including: Microbiology, Journal of General Virology, Journal of Medical Microbiology, Microbial Genomics, International Journal of Systematic and Evolutionary Microbiology and Access Microbiology
- Current agreement in place until 31/12/2024.
Eligibility:
- you must be corresponding author
- your affiliation must be listed as University of Surrey
- you must select a CC-BY licence
Article Processing Charge requests:
- You can publish at no cost in eligible hybrid journals (listed as Group B on our Journal List) and you don't need to submit an article processing request.
- Open access publishing available at no cost in the following journals: PLOS Complex Systems, PLOS Computational Biology, PLOS Digital Health, PLOS Genetics, PLOS Neglected Tropical Diseases, PLOS ONE, PLOS Pathogens
- Current agreement in place until 31/12/2024.
Eligibility:
- you must be corresponding author
- your affiliation must be listed as University of Surrey
- you must select a CC-BY licence
Article Processing Charge requests:
- You can publish at no cost in eligible hybrid journals (listed as Group B on our Journal List) and you don't need to submit an article processing request.
- For fully open access journals (listed as Group A on our Journal List) you must submit an article processing charge request.
- You are eligible only if you are the corresponding author. To be eligible, authors must use their University of Surrey email address on submission.
- You do not need to submit an article processing charge form
- Five subscription journals and two full Open Access journals are covered.
- Open access publishing available at no cost in both Royal College of General Practitioners journals: British Journal of General Practice and BJGP Open
- Current agreement in place until 31/12/2024.
Eligibility:
- you must be corresponding author
- your affiliation must be listed as University of Surrey
- you must select a CC-BY licence
Article Processing Charge requests:
- You can publish at no cost in eligible hybrid journals (listed as Group B on our Journal List) and you don't need to submit an article processing request.
- Royal Society of Chemistry journal finder
- Current agreement in place until 31/12/2024.
Eligibility:
- you must be corresponding author
- your affiliation must be listed as University of Surrey
- you must select a CC-BY licence
Article Processing Charge requests:
- You can publish at no cost in eligible hybrid journals (listed as Group B on our Journal List) and you don't need to submit an article processing request.
- For fully open access journals (listed as Group A on our Journal List) you must submit an article processing charge request.
- You can publish Open Access in the majority of Sage’s hybrid (subscription and OA) journals, without incurring an open access fee (article processing charge).
- The agreement covers articles accepted for publication between 1 January 2023 and 31 December 2024.
- A small number of SAGE hybrid journals are excluded from the offer. A list of these titles is available on the Sage website. Some article types are also excluded, for example; book reviews, commercially sponsored articles.
- More information on the agreement is available at the SAGE information page
- Current agreement in place until 31/12/2024.
Eligibility:
- you must be corresponding author
- your affiliation must be listed as University of Surrey
- you must select a CC-BY licence
Article Processing Charge requests:
- You can publish at no cost in eligible journals (listed as Group B on our Journal List) and you don't need to submit an article processing request.
- For fully open access journals (listed as Group A on our Journal List) you must submit an article processing charge request.
- Current agreement in place until 31/12/2025.
Eligibility:
- you must be corresponding author
- your affiliation must be listed as University of Surrey
- you must select a CC-BY licence
Article Processing Charge requests:
- You can publish at no cost in eligible hybrid journals (listed as Group B on our Journal List) and you don't need to submit an article processing request.
- For fully open access journals (listed as Group A on our Journal List) you must submit an article processing charge request.
- It covers most of the hybrid (subscription and OA) journals in their Social Science and Humanities (SS&H) and Science and Technology (S&T) journal collections. The deal does not cover titles in T&F’s Medicine collection, or any of T&F’s fully Open Access journals.
- The deal provides a capped number of credits per year across participating institutions in the UK and will end when all credits have been used.
- You are eligible only if you are the corresponding author. You must use your University of Surrey email address and list the University of Surrey as their organisation on submission.
- For fully OA journals, you will need to submit an an article processing charge form. Please see the Open Access step-by-step process for more details
- Only research articles are covered.
- All fully open access journals and hybrid journals offering Online Open
- Current agreement in place until 31/12/2025.
Eligibility:
- you must be corresponding author
- your affiliation must be listed as University of Surrey
- you must select a CC-BY licence
Article Processing Charge requests:
- You can publish at no cost in eligible Hybrid and Open Access journals (listed as Group B on our Journal List) and you don't need to submit an article processing request.
Resources
- The academic, economic and societal impacts of Open Access: an evidence-based review
- Open Access explained! A video from PhD comics
- Paywall: the movie: a film explaining the background of Open Access
- SPARC: the Scholarly Publishing and Academic Resources Coalition
- Directory of Open Access journals (DOAJ)
- Full guide to transitional agreements from JISC
- OpenUK Guide to OA monograph publishing (PDF)
- Open Access and the Graduate Author: A Dissertation Anxiety Manual.